FINRA Awards for Jonathan C. Schwartz

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01979	02/03/2017	Claimant(s): Veronica Lopez-Lopez Claimant Lawyers(s): Benjamin J . Biard Respondent(s): UBS International Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Jonathan H. Parker, Barry David Thorpe, Jeanne Charles Wood Hearing Site: Miami, FL		Expungement
16-01775	01/26/2017	Claimant(s): Patrick Biggins Claimant Lawyers(s): Mark Wilson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Bertrand C. Moser, Robert L. Rolnick, David Aaron DeSoto Hearing Site: Houston, TX
14-02911	05/09/2016	Claimant(s): Michael Ohlman Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Patricia Gunn Hearing Site: Tampa, FL
12-02646	03/07/2013	Claimant(s): Alfonso Boneta Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff Hearing Site: San Juan, PR		Expungement