Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA | ||
| 23-01180 | 01/29/2024 | Claimant(s): Devin Garofalo Claimant Lawyers(s): Devin J. Garofalo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA | ||
| 23-01459 | 01/25/2024 | Claimant(s): Michael Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Ella Beres Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 23-00351 | 11/15/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Ryan Duffie Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley Hearing Site: Richmond, VA | ||
| 23-00404 | 11/14/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 23-00346 | 10/27/2023 | Claimant(s): James LaNeave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA | ||
| 20-01655 | 05/22/2023 | Claimant(s): Matthew Mooney, Williams Trading LLC Claimant Lawyers(s): Dale G. Mullen, Matthew Brian Mooney Respondent(s): Tourmaline Partners Respondent Lawyers(s): Julia M. Jordan Arbitrator(s): William James Pantele, Arthur B. O'Connell, JoAnne Lewis Nolte Hearing Site: Richmond, VA | ||
| 20-04075 | 04/19/2023 | Claimant(s): Truist Investment Services. Claimant Lawyers(s): John E MacDonald Respondent(s): Michael Hudgins Respondent Lawyers(s): Henry I. Willett Arbitrator(s): Thomas P. Talbot, Overman Randolph Rollins, Paul Dimitri Georgiadis Hearing Site: Richmond, VA | ||
| 22-01788 | 03/03/2023 | Claimant(s): Loizos Kapnisi Claimant Lawyers(s): James P. Galvin Respondent(s): TIAA-CREF Individual & Institutional Svc Respondent Lawyers(s): Julie Calderon Rizzo Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 22-00208 | 08/30/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Kristina J. Branstetter Respondent(s): Jacob Turner Respondent Lawyers(s): Jacob Troy Turner Arbitrator(s): Gregory Hunter Mathews Hearing Site: Richmond, VA |