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FINRA Awards for Alan Robert Sacks

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0054605/25/2023Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
17-0280406/01/2022Claimant(s):
Claimant Lawyers(s):
Respondent(s): George Tapikenis, Michael Schiavello, Michael Spinosa, Vasilios Takos
Respondent Lawyers(s): Brian J. Neville, Martin P. Unger
Arbitrator(s): Karimu F. Hill-Harvey, Alan Robert Sacks, John McDonald Delehanty
Hearing Site: New York, NY
15-0143411/29/2016Claimant(s): Galo Guevara
Claimant Lawyers(s): Gallo Jose Guevara
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Terrance J. Nolan, Jerry M. Greenspan, Alan Robert Sacks
Hearing Site: New York, NY

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