Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01221 | 03/22/2024 | Claimant(s): William Ryan Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 23-00826 | 01/18/2024 | Claimant(s): Michael McGee Claimant Lawyers(s): Scott Holcomb Respondent(s): Investment Professionals. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Robert J. Gregory, Robert Sullivan Tyler, Terry Lynn Buffalo Hearing Site: Little Rock, AR | ||
| 23-01651 | 01/10/2024 | Claimant(s): Jarod Tibbetts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Country Capital Management Company Respondent Lawyers(s): John O'Brien Arbitrator(s): Robert J. Gregory Hearing Site: Kansas City, MO | ||
| 21-02165 | 07/21/2022 | Claimant(s): Scott Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Robert J. Gregory Hearing Site: Kansas City, MO | ||
| 21-02827 | 06/28/2022 | Claimant(s): Daniel Abraham Claimant Lawyers(s): Stephan Louviere Respondent(s): VALIC Financial Advisors. Respondent Lawyers(s): Michael S. Cargnel Arbitrator(s): Robert J. Gregory Hearing Site: New Orleans, LA | ||
| 21-01913 | 05/23/2022 | Claimant(s): William Crull Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert J. Gregory Hearing Site: New Orleans, LA | ||
| 21-01848 | 04/08/2022 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Kurt L. Smith, Robert J. Gregory, Jay M. Vogelson Hearing Site: Dallas, TX | ||
| 21-00997 | 03/28/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Jeff McElroy Respondent Lawyers(s): Jeff Corey McElroy Arbitrator(s): Robert J. Gregory Hearing Site: Oklahoma City, OK | ||
| 21-01946 | 02/14/2022 | Claimant(s): Travis Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Financial Securities. Respondent Lawyers(s): Tanya J. McCann Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-03135 | 08/06/2021 | Claimant(s): Wesley Sorensen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX |