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FINRA Awards for Ross David Carmel

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0285006/12/2019Claimant(s): Primary Capital LLC
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Campo Felice Eb-5 Fund LLC, Campo Felice Management LLC
Respondent Lawyers(s): Aaron R. Resnick
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
17-0080201/31/2018Claimant(s): Primary Capital
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Joseph Fuller
Respondent Lawyers(s): Joseph Patrick Fuller
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
12-0426503/13/2015Claimant(s): Laidlaw & Company (Uk) LTD.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Matthew Turner, Michael Moore
Respondent Lawyers(s): Matthew Turner, Michael T. Moore
Arbitrator(s): Jack Stein, John J. Hearn, Richard W. Epstein
Hearing Site: Boca Raton, FL
10-0093506/19/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Brian Miller
Respondent Lawyers(s): Arthur D. Koski
Arbitrator(s): Myron S. Dunay, Gary King, Judith Ann Ripps
Hearing Site: Boca Raton, FL

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