FINRA Awards for Sandro L. Ramos

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00025	08/18/2023	Claimant(s): Robert Weissbein Claimant Lawyers(s): Jessica E. Levine Respondent(s): First Allied Securities., Capital Guardian Respondent Lawyers(s): Jeremy Wooden, Sandro L. Ramos Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL
17-01994	12/07/2018	Claimant(s): Brian Kirkpatrick Claimant Lawyers(s): Lawrence A. Kellogg Respondent(s): Capital Guardian, Capital Guardian Holding Respondent Lawyers(s): Justin Lowe, Sandro L. Ramos Arbitrator(s): Dale H. Van Scoyk, Thomas W. Allen, Jason Allen Rosner Hearing Site: Boca Raton, FL
18-01499	11/19/2018	Claimant(s): John Karaffa Claimant Lawyers(s): John Karaffa Respondent(s): Capital Guardian Respondent Lawyers(s): Sandro L. Ramos Arbitrator(s): Donald B. Vaden Hearing Site: Richmond, VA
15-01204	12/01/2017	Claimant(s): John Mulcahy Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Joseph Gieker, Keith Gregg, Capital Guardian Respondent Lawyers(s): Sandro L. Ramos, Tina El Fadel Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL