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FINRA Awards for Robert Finder

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0266410/24/2016Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Kevin Farrow
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert Finder, Lane A. Fentriss, Ronald Charles Waters
Hearing Site: Orlando, FL
13-0193304/10/2014Claimant(s): Michael Celso
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Stuart K. Furman, Robert Finder, Alexander Joseph Sikora
Hearing Site: Orlando, FL
12-0208711/14/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Don R. Boswell
Respondent(s): Nicole Sharp
Respondent Lawyers(s): Nicole Malec Sharp
Arbitrator(s): Robert Finder
Hearing Site: Jacksonville, FL
09-0603511/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Daniel S. Fiore
Respondent(s): Cortes Bicking
Respondent Lawyers(s): Cortes Jody Bicking
Arbitrator(s): Lewis W. Slaughter, Jack A. Helms, Robert Finder
Hearing Site: Jacksonville, FL

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