| 09-05324 | 09/03/2010 | Claimant(s): Javier Corujo-Ramsey
Claimant Lawyers(s): Marie Elsie Lopez Adames
Respondent(s): Lincoln Financial Securities Corp
Respondent Lawyers(s): Frank La Fontaine
Arbitrator(s): Jonathan H. Parker, Reinaldo Royo, Stuart K. Furman
Hearing Site: San Juan, PR
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| 09-01921 | 09/16/2009 | Claimant(s): BBVA Securities Of Puerto Rico.
Claimant Lawyers(s): Sonia Marbarak
Respondent(s): Dennis Cummings Perez
Respondent Lawyers(s): Dennis Domingo Cummings Perez
Arbitrator(s): Jonathan H. Parker
Hearing Site: San Juan, PR
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| 08-00158 | 09/03/2009 | Claimant(s): Nilmaris Cardona
Claimant Lawyers(s): Paul Vilaro Nelms
Respondent(s): David Lugo Sanchez, UBS Financial Services Incorporated of P
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Robert H. Putnam, Alan B. Goldstein, Edward Arthur Horton
Hearing Site: San Juan, PR
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| 09-00131 | 08/10/2009 | Claimant(s): BBVA Securities of Puerto Rico.
Claimant Lawyers(s): Sonia Marbarak
Respondent(s): Frank Rivera
Respondent Lawyers(s): Frank R. Rivera
Arbitrator(s): Raymond W. Snow
Hearing Site: San Juan, PR
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| 08-00492 | 09/15/2008 | Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Juan Maldonado
Respondent Lawyers(s): Juan Javier Maldonado
Arbitrator(s): Daniel H. Yaffe
Hearing Site: San Juan, PR
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| 05-04218 | 06/13/2008 | Claimant(s): Citicorp Financial Services.
Claimant Lawyers(s): Gideon Mark
Respondent(s): Ignacio Altuve, Rodrigo Vila
Respondent Lawyers(s): Jason Coupal
Arbitrator(s): Gary W. Pollack, Heather D. Fitzenhagen, Charles Hoffman
Hearing Site: San Juan, PR
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| 06-01760 | 02/27/2008 | Claimant(s): Esdras Vera
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Citicorp Financial Services Corp.
Respondent Lawyers(s): Gideon Mark
Arbitrator(s): Joseph L. Bernstein, Seth L. Finkel, Rex D.K. Seymour
Hearing Site: San Juan, PR
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| 07-02020 | 02/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Vanessa Rivera-Laboy
Respondent Lawyers(s): Vanessa Rivera-Laboy
Arbitrator(s): Jack Stein
Hearing Site: San Juan, PR
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