Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02603 | 11/04/2016 | Claimant(s): Harry Hadden Claimant Lawyers(s): Steven M McCauley Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Gerald Cohen, Randall S. Strause, James Douglas Wilbanks Hearing Site: Louisville, KY | ||
| 15-03019 | 05/09/2016 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): David Glick Respondent Lawyers(s): David M. Glick Arbitrator(s): Randall S. Strause Hearing Site: Cincinnati, OH | ||
| 12-03096 | 02/19/2016 | Claimant(s): Michael Brown Claimant Lawyers(s): Michael Owen Brown Respondent(s): Chhaganbhai Patel, Jashuben Patel Respondent Lawyers(s): Charles C. Mihalek Arbitrator(s): Randall S. Strause Hearing Site: Louisville, KY | Expungement | |
| 14-03165 | 10/23/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H Li Respondent(s): Karen Kane Respondent Lawyers(s): Karen Suzanne Kane Arbitrator(s): Randall S. Strause Hearing Site: Indianapolis, IN | ||
| 14-00879 | 02/18/2015 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Timothy Feil Respondent(s): Charles Grimes Respondent Lawyers(s): David E. Grimes Arbitrator(s): Susan K. Hollenbach, Randall S. Strause, Gregory P. Szuter Hearing Site: Cincinnati, OH | Expungement | |
| 14-02216 | 01/12/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): John Clancy Respondent Lawyers(s): John Francis Clancy Arbitrator(s): Randall S. Strause Hearing Site: Louisville, KY | ||
| 13-01536 | 08/28/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Wilson Rosebraugh Respondent Lawyers(s): Deborah DeLong Arbitrator(s): Scott H Litwin, Carol M. Stoner, Randall S. Strause Hearing Site: Cincinnati, OH | ||
| 12-01843 | 09/25/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Thomas Cooper Respondent Lawyers(s): Thomas Stephen Cooper Arbitrator(s): Randall S. Strause Hearing Site: Nashville, TN |