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FINRA Awards for Randall S. Strause

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0153809/19/2014Claimant(s): The Estate of Mary Elise Anderson
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Bill Swinford, Randall S. Strause, Billy G. Hopkins
Hearing Site: Louisville, KY
Checkmark Icon$0
09-0568112/23/2010Claimant(s): Beverly Coryn, Beverly Coryn IRAs
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Ogilvie Security Advisors Corporation
Respondent Lawyers(s): David A. Baugh
Arbitrator(s): Randall S. Strause, Joseph V. Simeri, James A. Morrow
Hearing Site: Indianapolis, IN
Checkmark Icon$63,534
07-0188710/14/2008Claimant(s): G. Perros
Claimant Lawyers(s): Alex Coulter Cross
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Kenneth A. Bravo
Arbitrator(s): Alex H. Keller, Randall S. Strause, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
Checkmark Icon$128,920
07-0198405/06/2008Claimant(s): Robert Wells
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Banc One Securties Corp.
Respondent Lawyers(s): Andrew I Sutter
Arbitrator(s): James Clifton Stone, Hugh C. Durbin, Randall S. Strause
Hearing Site: Louisville, KY
Checkmark Icon$0

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