FINRA Awards for Jason K. Roberts

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02723	04/09/2015	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason K. Roberts Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Barry Goldman, Barbara A. Johannessen, Anthony Allen Mogle Hearing Site: Detroit, MI
14-00519	12/30/2014	Claimant(s): Danford Meischen Claimant Lawyers(s): Jeffrey Glass Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason K. Roberts Arbitrator(s): Reginald Harris Brockwell, Allan R. Lazor, Jason Kyle Beale Hearing Site: Houston, TX
12-03926	02/21/2014	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason K. Roberts Respondent(s): Turker Ergun Respondent Lawyers(s): Turker Ergun Arbitrator(s): Robert D. Sussin, Robert S. Fash, Norman Michael Garland Hearing Site: Los Angeles, CA
12-00152	07/26/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jason K. Roberts Respondent(s): Danford Meischen Respondent Lawyers(s): J.B. Trey Henderson Arbitrator(s): Daniel J. Pagnano, Nichole C. Ake, Clark Willis Richards Hearing Site: Houston, TX
10-01141	12/13/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jason K. Roberts Respondent(s): Daniel Hudson Respondent Lawyers(s): Bruce V Schewe Arbitrator(s): Frederick H. Bruce, Lynne R. Stern, Kathryn M. Welsh Hearing Site: New Orleans, LA
10-01340	08/01/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc Claimant Lawyers(s): Jason K. Roberts Respondent(s): John Bauer Respondent Lawyers(s): John T. Bauer Arbitrator(s): Thomas J. Ray Hearing Site: Dallas, TX