FINRA Awards for Harvey Michael Rosenberg

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02870	04/24/2015	Claimant(s): Ignacio Covarrubias Claimant Lawyers(s): Ignacio Covarrubias Respondent(s): PNC Investments Respondent Lawyers(s): Gary Lieberman Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Harvey Michael Rosenberg Hearing Site: Cleveland, OH
08-04833	04/10/2012	Claimant(s): Jeffrey Concepcion Claimant Lawyers(s): Daniel M. Connell Respondent(s): Lincoln Financial Advisors Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Kimberly C. Lawrence Hearing Site: Cleveland, OH
11-01303	10/17/2011	Claimant(s): John Williams Claimant Lawyers(s): Brian A. Carlis Respondent(s): Deborah Tucker, Kenneth Tucker Respondent Lawyers(s): Stephen Meyer Arbitrator(s): Thomas R. Skulina, Alex H. Keller, Harvey Michael Rosenberg Hearing Site: Charleston, WV		Expungement
08-04169	02/08/2010	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kevin Walker Respondent(s): Kenneth Ross, Lloyd Laughlin, Timothy Miller Respondent Lawyers(s): Brian J. Sommer, Kevin Walker Arbitrator(s): Kathleen A. Hanula, Harvey Michael Rosenberg, John P. Abriola Hearing Site: Pittsburgh, PA