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FINRA Awards for Sarah R. Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0032908/06/2019Claimant(s): Branda Allen, David Meske, John Riley, Joshua Allen, Philip Susi, Robert Mitchell
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Gregory Hunter Mathews, Sarah R. Cole, Randolph Carson Wiseman
Hearing Site: Columbus, OH
07-0340606/09/2009Claimant(s): Gregory Mantor, Ascension Financial Solutions.
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kenneth Mueller, Heartland Holding Company.
Respondent Lawyers(s): Hunter Durham
Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole
Hearing Site: Columbus, OH

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