FINRA Awards for Sarah R. Cole

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02179	09/13/2018	Claimant(s): Margaret Higginbotham, The Margaret C. Higginbotham Trust Claimant Lawyers(s): David Meyer Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy Winer Arbitrator(s): Robert J. Scafuri, Joseph R. Soraghan, Sarah R. Cole Hearing Site: Columbus, OH		Expungement
10-05138	05/16/2013	Claimant(s): Bonnie Shaw, Thomas Shaw Claimant Lawyers(s): Geoffrey C. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Mary D. Stevenson, Sarah R. Cole, John T. Meredith Hearing Site: Columbus, OH		Expungement