FINRA Awards for W. Preston Martin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 57 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02560	04/13/2021	Claimant(s): E. Marsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey Axelrad Hearing Site: Washington, DC
20-02409	03/08/2021	Claimant(s): Dodee Crockett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX
20-01622	02/03/2021	Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL
19-02481	01/22/2021	Claimant(s): Salvatore Mansueto Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey P. Petrucelly, Gene M. Bauer, Tristan Nicholas Ostronic Hearing Site: Boston, MA
20-01317	01/12/2021	Claimant(s): Lori Sackler Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
20-00525	11/13/2020	Claimant(s): Norman Lautrup Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO
20-00435	10/28/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
20-00427	10/27/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
20-00915	10/20/2020	Claimant(s): Gregory Achten Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David F. Barrett Hearing Site: Cincinnati, OH
20-00428	10/14/2020	Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ