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FINRA Awards for Charles G. Michaels

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Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0298607/02/2014Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Todd Ratner
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
11-0135003/27/2014Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Scott Lasser
Respondent Lawyers(s): Steven M. Feder
Arbitrator(s): Charles G. Michaels, William Louis Anthes, Robert H. Ottesen
Hearing Site: Denver, CO
11-0232508/30/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Trimbach
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Larry D. Hayden, Charles G. Michaels, Ronald L. Lantz
Hearing Site: Denver, CO
11-0394706/21/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey K. Compton
Respondent(s): Wendy Warren
Respondent Lawyers(s): Wendy Collins Warren
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
10-0130708/31/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Garner Mabry, Todd Schwartz
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson
Hearing Site: Denver, CO

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