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FINRA Awards for Thanayi J. Lindsey

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0035011/16/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Alvern Vom Steeg
Respondent Lawyers(s): Alvern Henry Vom Steeg
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
12-0077511/07/2012Claimant(s): Alireza Shayan
Claimant Lawyers(s): Alireza Shayan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
12-0024109/25/2012Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Detroy Womack
Respondent Lawyers(s): Detroy Lee Womack
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
09-0668207/07/2010Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Kenneth Osborn
Respondent Lawyers(s): Kenneth Vernond Osborn
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
08-0142404/07/2009Claimant(s): First Midwest Securities.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Patricia Robinson
Respondent Lawyers(s): Patrick Corcoran
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Las Vegas, NV

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