Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04320 | 06/28/2019 | Claimant(s): Matthew Couzens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 19-00549 | 06/13/2019 | Claimant(s): William Kearney Claimant Lawyers(s): David I. Hantman Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Matthew D. Klafter Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH | ||
| 17-03503 | 04/12/2019 | Claimant(s): Kobina Hagan Claimant Lawyers(s): Kobina Gyesi Hagan Respondent(s): Mark Eisenberg, Lantern Investments. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Steven T. Stern, Samuel H. Chorches, Mae A. Brudner Hearing Site: Hartford, CT | ||
| 18-03567 | 02/26/2019 | Claimant(s): Mark Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 18-00864 | 01/10/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 18-02787 | 12/11/2018 | Claimant(s): Marisa Pollard Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI | ||
| 18-00315 | 09/05/2018 | Claimant(s): Geoffrey Fiszel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Tucker Anthony Incorporated Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 15-03021 | 11/09/2017 | Claimant(s): Mark Zigmont Claimant Lawyers(s): Mark Tomas Zigmont Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | ||
| 17-00442 | 10/18/2017 | Claimant(s): James Bradley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Partners Respondent Lawyers(s): Michelle Rosenberg Arbitrator(s): Samuel H. Chorches Hearing Site: Augusta, ME | ||
| 14-00509 | 08/21/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): David Lenahan Respondent Lawyers(s): David Robert Lenahan Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT |