FINRA Awards for Marissa A. Santangelo

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01310	03/05/2018	Claimant(s): Christopher Metcalf, Jeffrey Cole Claimant Lawyers(s): David Erez Dobin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Marissa A. Santangelo, Edward W. Morris, Catherine M. Gallagher Hearing Site: Hartford, CT
17-01309	02/09/2018	Claimant(s): Christopher Metcalf Claimant Lawyers(s): David Erez Dobin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Brian J. Ellis Arbitrator(s): Marissa A. Santangelo, Edward W. Morris, Paul Smith Besson Hearing Site: Hartford, CT
15-01235	12/31/2015	Claimant(s): Andrew Worthington, Thomas Lips Claimant Lawyers(s): Lawrence E. Fenster Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Lincoln W. Craighead, Robert E. Anderson, Marissa A. Santangelo Hearing Site: Hartford, CT
09-04736	11/06/2014	Claimant(s): Claimant Lawyers(s): Respondent(s): Charles Meade, Frank Gavel, Raymond James Financial Services., Nutmeg Investment Group Respondent Lawyers(s): David A. Gehn, Thomas J. Finn Arbitrator(s): Lewis S. Kurlantzick, Marissa A. Santangelo, Stewart F. Kleinman Hearing Site: Hartford, CT