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FINRA Awards for Marissa A. Santangelo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0039302/26/2016Claimant(s): Donna Brody
Claimant Lawyers(s): Donna L. Brody
Respondent(s): Legg Mason Wood Walker, Morgan Stanley, Patricia Walsh
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Janet L. Brown, Abigail J. Pessen, Marissa A. Santangelo
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12206
10-0052006/28/2011Claimant(s): Alan Mendelson and Peggy Mendelson
Claimant Lawyers(s): Ian E. Bjorkman
Respondent(s): Geoffrey Gregory, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Todd H. Cox
Arbitrator(s): Francis J. Pavetti, Marissa A. Santangelo, Houston Putnam Lowry
Hearing Site: Hartford, CT
Checkmark IconExpungement

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