FINRA Awards for Michael S. Taaffe

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 47 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02667	10/13/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Sandra Hudgins Respondent Lawyers(s): Sandra Joseph Hudgins Arbitrator(s): David A. Schuler, Joseph Neal Richardson, Leon Hilary Horne Hearing Site: Dallas, TX
16-02837	08/25/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Charles Davis Respondent Lawyers(s): Charles Whitman Davis Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
17-00478	08/23/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Anthony Marino Respondent Lawyers(s): Anthony Joseph Marino Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ
17-00864	08/17/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Timothy Bryant Respondent Lawyers(s): Timothy Clark Bryant Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL
16-01824	07/11/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Robert Perconte Respondent Lawyers(s): Robert A. Perconte Arbitrator(s): Julian F. Santos Hearing Site: New York, NY
16-00742	03/30/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Gary Oliphant Respondent Lawyers(s): Gary Walter Oliphant Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL
16-00116	03/10/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): James Mewborn Respondent Lawyers(s): James William Mewborn Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL
16-03418	03/10/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Jeffrey Ickes Respondent Lawyers(s): Jeffrey Scott Ickes Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE
16-03136	02/24/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Robert Furciato Respondent Lawyers(s): Robert Furciato Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ
16-02677	12/30/2016	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): James Rettig Respondent Lawyers(s): James Robert Rettig Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL