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FINRA Awards for John B. La Rue

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0265912/05/2014Claimant(s): Christopher Barra, Luis Sampedro
Claimant Lawyers(s): R. Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Sandra L. Malek, James Stephan Mulholland, John B. La Rue
Hearing Site: Los Angeles, CA
13-0278807/21/2014Claimant(s): Mark White
Claimant Lawyers(s): Stacey M. Garrett
Respondent(s): Elisabeta Taborelli
Respondent Lawyers(s): Elisabeta Taborelli
Arbitrator(s): Alan Stamm, John B. La Rue, Robert Elman
Hearing Site: Los Angeles, CA
Expungement
13-0288905/01/2014Claimant(s): UBS Financial Services Inc., Mark Fasano
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): Richard Doretti
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Gary Timothy Haight, Christine A. Page, John B. La Rue
Hearing Site: Los Angeles, CA
Expungement

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