FINRA Awards for John B. La Rue

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04580	06/04/2014	Claimant(s): Rick Cooper Claimant Lawyers(s): Robert C. Rosen Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic Hearing Site: Los Angeles, CA		$0
11-02276	03/28/2013	Claimant(s): Jacki Conolley, Sheldon Bloch, The North Family Trust, The Weston Living Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Payne L. Templeton Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, John B. La Rue Hearing Site: Los Angeles, CA		Expungement
11-00428	07/13/2012	Claimant(s): Lucie Falk, Joseph and Lucie Falk Trst uadtd 5/11/88 Claimant Lawyers(s): Lucie Falk Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Robert J. Ruben, John B. La Rue, Arthur T. Berggren Hearing Site: Los Angeles, CA		Expungement
11-03200	03/21/2012	Claimant(s): Estate of Albert S. Newton Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): John B. La Rue Hearing Site: Birmingham, AL		$25,425