| 15-01484 | 04/04/2018 | Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): Rachael Kierych
Respondent(s): Oppenheimer & Co. Inc.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Robert J. Kheel, Jack Friedman, Jerry M. Greenspan
Hearing Site: New York, NY
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| 15-01434 | 11/29/2016 | Claimant(s): Galo Guevara
Claimant Lawyers(s): Gallo Jose Guevara
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Terrance J. Nolan, Jerry M. Greenspan, Alan Robert Sacks
Hearing Site: New York, NY
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| 09-00389 | 03/22/2010 | Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Jacqueline Prue, Sherman Wang
Respondent Lawyers(s): Jacqueline Smith Prue, Sherman William Wang
Arbitrator(s): Edith M. Gunn, Ellen Slipp, Jerry M. Greenspan
Hearing Site: New York, NY
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| 08-00904 | 12/02/2008 | Claimant(s): Craig Jampol
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): W.R. Hambrecht & Co..
Respondent Lawyers(s): Amy L. Ventry
Arbitrator(s): Abe I. Borenstein, Jerry M. Greenspan, Michael C. Deutsch
Hearing Site: New York, NY
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