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FINRA Awards for UBS Financial Services Inc.

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Displaying 81-90 out of 991 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0301704/03/2024Claimant(s): Neil Klein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
23-0093203/25/2024Claimant(s): Angel Canabal
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0162103/20/2024Claimant(s): Xavier Aguayo Diaz
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
22-0264703/15/2024Claimant(s): Victor Tomassini
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
23-0247303/15/2024Claimant(s): Marie Steinman
Claimant Lawyers(s): Robert J. Girard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
22-0258703/13/2024Claimant(s): Enrique Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
23-0304403/12/2024Claimant(s): Daniel Egbert, Toria Scotto
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
23-0096903/08/2024Claimant(s): James Ugobono
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0112603/05/2024Claimant(s): David Liguori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
23-0234003/04/2024Claimant(s): Roxann Romano
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY

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