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FINRA Awards for UBS Financial Services Inc.

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Displaying 91-100 out of 991 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0269203/04/2024Claimant(s): David Del Toro
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
23-0093003/01/2024Claimant(s): David Rojas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
23-0275603/01/2024Claimant(s): Damian Hedley
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
23-0304203/01/2024Claimant(s): Michael Dawson
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
23-0302602/29/2024Claimant(s): Adam Epstein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J Gworek
Arbitrator(s): Susan Manca
Hearing Site: New York, NY
23-0047602/29/2024Claimant(s): Sonia Pou Monagas
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
23-0277702/29/2024Claimant(s): Daryl Allen
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
23-0142002/27/2024Claimant(s): Matthew Langhorst, Rebecca Hallman
Claimant Lawyers(s): Bryon Romine
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller
Hearing Site: Dallas, TX
23-0023102/27/2024Claimant(s): Sonia Pou Monagas
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
23-0092302/26/2024Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR

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