| 09-01400 | 11/24/2010 | Claimant(s): Kenneth Epstein
Claimant Lawyers(s): Kenneth Robert Epstein
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Michael E. Olney, Barbara J. Glenns, Frank Irizarry
Hearing Site: New York, NY
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| 09-02129 | 03/31/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Michael Napolitano
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Roger J. Hawke, Frank Irizarry, W. Jeffrey Weinlandt
Hearing Site: New York, NY
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| 08-00003 | 05/19/2009 | Claimant(s): Irene Ng
Claimant Lawyers(s): Anthony M. Abraham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark
Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff
Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg
Hearing Site: New York, NY
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| 07-01436 | 09/20/2007 | Claimant(s): McGinn Smith & Co..
Claimant Lawyers(s): Joseph B. Carr
Respondent(s): Derek Paulsen, Seth Stone
Respondent Lawyers(s): Derek Douglas Paulsen, Seth Michael Stone
Arbitrator(s): Frank Irizarry
Hearing Site: Albany, NY
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