FINRA Awards for W. Scott Turnbull

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03228	12/18/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory Tendrich Respondent(s): Kelley Sullivan Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): William E. Schneider Hearing Site: Boca Raton, FL
14-03127	11/09/2016	Claimant(s): Alisa Jaffe Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Scott Strochak Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Monica I. Salis, Raymond W. Snow, Kimberly A. Gilmour Hearing Site: Boca Raton, FL
15-01256	05/24/2016	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Laura J. Starr Respondent(s): Scott Strochak Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
13-03186	12/30/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Beverly Jo Slaughter Respondent(s): Robert Nagy Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander Hearing Site: Boca Raton, FL
13-00811	06/18/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Thomas Leinwol Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
08-00207	08/08/2008	Claimant(s): Milton Leeman Claimant Lawyers(s): W. Scott Turnbull Respondent(s): George Babyak Respondent Lawyers(s): Jennie K. Ferguson Arbitrator(s): Charles D. Underwood, Christy K. Radigan, Matthew Harold Fields Hearing Site: Columbus, OH		Expungement