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FINRA Awards for Jacksonville, FL

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Displaying 61-69 out of 69 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0158410/26/2012Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Antonio Rossi
Respondent Lawyers(s): Antonio Rossi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
10-0217410/22/2012Claimant(s): Magnolia Capital Advisors.
Claimant Lawyers(s): William C Owen
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities
Respondent Lawyers(s): Arthur D. Felsenfeld
Arbitrator(s): Simone Sicola, Jeffrey W. Helms, Angelo J. Infantino
Hearing Site: Jacksonville, FL
10-0189807/26/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Frank Andrea
Respondent Lawyers(s): Frank Andrea
Arbitrator(s): Lewis W. Slaughter, Kenneth J. Bennett, Patricia A. Renovitch
Hearing Site: Jacksonville, FL
11-0309005/03/2012Claimant(s): Bull & Bear Brokerage Services., Bull & Bear Capital Advisors
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Robert Liggero
Respondent Lawyers(s): Nicholas V. Pulignano
Arbitrator(s): Michael R. Alford, Pamela Jeanne Rush, Mitchel Weiss
Hearing Site: Jacksonville, FL
10-0490303/26/2012Claimant(s): Jeff Shamis
Claimant Lawyers(s): Phillip J. Snyderburn
Respondent(s): Andrew Boneparth, Karen Harvey
Respondent Lawyers(s): Michael S. Hill, Phillip J. Snyderburn
Arbitrator(s): Amanda M. Cole, Larry G. Kjosa, George R. Mayer
Hearing Site: Jacksonville, FL
10-0546502/23/2012Claimant(s): Scott Bedford
Claimant Lawyers(s): Bradley S. Odom
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Anne H. Orr
Hearing Site: Jacksonville, FL
11-0133608/02/2011Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): R. Hal Meeks
Respondent(s): Jorge Torrens
Respondent Lawyers(s): Jorge Torrens
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
10-0483004/13/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken S. Massey
Respondent(s): James Lanier
Respondent Lawyers(s): James Ryan Lanier
Arbitrator(s): Robert H. Putnam
Hearing Site: Jacksonville, FL
09-0603511/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Daniel S. Fiore
Respondent(s): Cortes Bicking
Respondent Lawyers(s): Cortes Jody Bicking
Arbitrator(s): Lewis W. Slaughter, Jack A. Helms, Robert Finder
Hearing Site: Jacksonville, FL

69 Results

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