FINRA Awards for John A. Davis

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03771	05/19/2023	Claimant(s): Truist Investment Services. Claimant Lawyers(s): John E. MacDonald Respondent(s): John Davis Respondent Lawyers(s): W. Wallace Respess Arbitrator(s): Robert Neal Hunter Hearing Site: Charlotte, NC
12-01023	05/10/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Jocelyn Sears Respondent Lawyers(s): Katherine T. Mize Arbitrator(s): John A. Davis, Jack Chapline Vaughan, Brian James Tagtmeier Hearing Site: Houston, TX
10-03627	05/18/2012	Claimant(s): John Turbeville Claimant Lawyers(s): John D. Coulter Respondent(s): Erin Eason Respondent Lawyers(s): Grant E. Fortson Arbitrator(s): John A. Davis, J. Maxwell Williams, Christopher J. Janson Hearing Site: Little Rock, AR
08-03228	04/26/2010	Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): William Slonecker Respondent Lawyers(s): William Gregory Slonecker Arbitrator(s): John A. Davis, Michael A. McMahan, James A. McIntosh Hearing Site: Nashville, TN