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FINRA Awards for John A. Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0262404/19/2019Claimant(s): John Davis
Claimant Lawyers(s): John H. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
Checkmark Icon$0
08-0305010/23/2009Claimant(s): Roger St. Onge and Barbara St. Onge
Claimant Lawyers(s): Steven T. Shults
Respondent(s): Harold Grubbs, Financial Management.
Respondent Lawyers(s): Joshua P. Henry
Arbitrator(s): Fred M. Ridolphi, John A. Davis, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
Checkmark Icon$70,000
08-0043211/24/2008Claimant(s): Harold Sweet and Georgia Sweet
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): David B. Coates, John A. Davis, Jay R. Robinson
Hearing Site: Little Rock, AR
Checkmark Icon$85,000

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