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FINRA Awards for John Murphy

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Displaying 71-76 out of 76 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0319905/14/2021Claimant(s): Anthony Scaglione
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
20-0265505/06/2021Claimant(s): Everett Weinberger
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
20-0318704/29/2021Claimant(s): Christopher Walker
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): C. Sumpter Logan
Hearing Site: Kansas City, MO
20-0298104/20/2021Claimant(s): Lawrence Cane
Claimant Lawyers(s): Frances Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
20-0316604/16/2021Claimant(s): Sharon Paul
Claimant Lawyers(s): Amy B. Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
13-0360802/02/2016Claimant(s): James Anglim
Claimant Lawyers(s): Sandra P. Lahens
Respondent(s): The Vertical Group
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joseph N. Stineman, Anthony Dennis Perri, Patricia A. DeWitt
Hearing Site: New York, NY

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