Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02893 | 09/13/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-01584 | 05/09/2024 | Claimant(s): Ping Shuang Wu Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 23-01476 | 01/19/2024 | Claimant(s): Ivan Cen Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 23-01566 | 01/12/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-01374 | 01/11/2024 | Claimant(s): Howard Hsieh Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 22-00256 | 10/28/2022 | Claimant(s): Douglas Everett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis, Howard M. Klausmeier Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 21-01403 | 12/28/2021 | Claimant(s): Nicholas Yrizarry Claimant Lawyers(s): Christina Vourakis Respondent(s): Securities Service Network. Respondent Lawyers(s): Records Custodian Arbitrator(s): Erik R. Siering, Barton J. Brewer, Lawrence Craig Williams Hearing Site: Los Angeles, CA | ||
| 20-02849 | 06/23/2021 | Claimant(s): Jacob Gold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
| 20-01480 | 06/22/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Vourakis Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 20-02502 | 06/01/2021 | Claimant(s): Melissa Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA |