FINRA Awards for Christopher A. Stecher

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02841	11/29/2019	Claimant(s): Debrah Oelke, Pamela Grether Claimant Lawyers(s): Paul A. Lieberman Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney Hearing Site: Milwaukee, WI
12-02201	08/26/2014	Claimant(s): Bradley Berdow, Christopher Crowson Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Vincent J. Natoli, James M. Goldberg, Herbert Siegfried Emmrich Hearing Site: Los Angeles, CA
10-05070	02/25/2013	Claimant(s): Chad Wolsmann, Daniel Wood Claimant Lawyers(s): Aaron R. Thom Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): John C. DeMoss, David F. Schmitz, Frank Edward Hermann Hearing Site: Minneapolis, MN
11-02442	10/02/2012	Claimant(s): Deutsche Bank Securities. Claimant Lawyers(s): Angelina Chew Respondent(s): Jon Javellana, Kenneth Ro, Barclays Capital Inc. Respondent Lawyers(s): Christopher A. Stecher, Naki Irvin Arbitrator(s): Robert A. Lombardi, Eric Gad Forster, Ara Kassabian Hearing Site: Los Angeles, CA