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FINRA Awards for William R. Jonson

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0344803/01/2018Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Vincent Canzoneri
Respondent Lawyers(s): Vincent Canzoneri
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
11-0227311/08/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Charles Cooper
Respondent Lawyers(s): Nelson S. Ebaugh
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
10-0382901/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Peggy Stavinoha
Respondent Lawyers(s): Reagan D. Pratt
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
06-0203308/15/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eduardo Tejada
Respondent Lawyers(s): Eduardo M. Tejada
Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht
Hearing Site: Houston, TX

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