Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
16-03448 | 03/01/2018 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Vincent Canzoneri Respondent Lawyers(s): Vincent Canzoneri Arbitrator(s): William R. Jonson Hearing Site: Houston, TX | ||
11-02273 | 11/08/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Charles Cooper Respondent Lawyers(s): Nelson S. Ebaugh Arbitrator(s): William R. Jonson Hearing Site: Houston, TX | ||
10-03829 | 01/20/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Peggy Stavinoha Respondent Lawyers(s): Reagan D. Pratt Arbitrator(s): William R. Jonson Hearing Site: Houston, TX | ||
06-02033 | 08/15/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eduardo Tejada Respondent Lawyers(s): Eduardo M. Tejada Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht Hearing Site: Houston, TX |