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FINRA Awards for Kenneth R. Johnston

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0104912/10/2021Claimant(s): CBIZ Financial Solutions.
Claimant Lawyers(s): Jeffrey S. Dunlap
Respondent(s): Timothy Schannep
Respondent Lawyers(s): Roscoe J. Mutz
Arbitrator(s): Kenneth R. Johnston, Marc Kalish, Harold J. Merkow
Hearing Site: Phoenix, AZ
20-0074912/29/2020Claimant(s): Deeann Griebel
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen G. Topetzes
Arbitrator(s): Elliott Finkel, Kenneth R. Johnston, Kenneth L. Mann
Hearing Site: Phoenix, AZ
17-0176512/20/2018Claimant(s): Scottsdale Capital Advisors Corp
Claimant Lawyers(s): Charles Harder
Respondent(s): Eric Miller
Respondent Lawyers(s): Eric Miller
Arbitrator(s): Kenneth R. Johnston, Deana S. Peck, Steven M. Guttell
Hearing Site: Phoenix, AZ
08-0211604/23/2009Claimant(s): Edward Schiavi
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Patrick J. Halter, Kenneth R. Johnston, Richard D. Fincher
Hearing Site: Albuquerque, NM

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