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FINRA Awards for Scottsdale Capital Advisors Corp

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0176512/20/2018Claimant(s): Scottsdale Capital Advisors Corp
Claimant Lawyers(s): Charles Harder
Respondent(s): Eric Miller
Respondent Lawyers(s): Eric Miller
Arbitrator(s): Kenneth R. Johnston, Deana S. Peck, Steven M. Guttell
Hearing Site: Phoenix, AZ
13-0271710/03/2014Claimant(s): Michael Brennan
Claimant Lawyers(s): Michael W. Brennan
Respondent(s): Gregg Berger, Jeffrey Nunez, Capital Growth Financial, Scottsdale Capital Advisors Corp
Respondent Lawyers(s): D. Michael Cruz, Gregg M. Berger, Jeffrey George Nunez, Michael S. Jacobs
Arbitrator(s): Thomas E. Shuck, Milton N. Gross, Lawrence Yaeger
Hearing Site: Los Angeles, CA
Checkmark Icon$250,000

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