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FINRA Awards for Keith Eric Bettencourt

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0208511/22/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Guilherme Kuchkarian
Respondent Lawyers(s): A. Rene Hollyer
Arbitrator(s): Daniel Robbins, Keith Eric Bettencourt, Peter Susser
Hearing Site: New York, NY
07-0068012/10/2009Claimant(s): Kevin LeBlanc, Robert Berg
Claimant Lawyers(s): Jim L. Batson
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt
Hearing Site: New York, NY

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