FINRA Awards for Rosen & Co..

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-03346	02/19/2009	Claimant(s): Avi Warga Claimant Lawyers(s): Alan S. Fellheimer Respondent(s): Isaac Schlesinger, Robert Rosen, Bishop, Rosen & Co.. Respondent Lawyers(s): Martin S. Siegel Arbitrator(s): Fred S. Pieroni, Arthur S. Joseph, James D. Siegel Hearing Site: New York, NY
06-04308	11/07/2008	Claimant(s): Andrew Garrett. Claimant Lawyers(s): Barry M. Bordetsky Respondent(s): Alan Underberg, Ernest Silano, Robert Rosen, Vincent Ficci, Bishop, Rosen & Co.. Respondent Lawyers(s): David A. Schrader, Eugene M. Underberg, Martin S. Siegel, Vincent C. Ficci Arbitrator(s): Donald Ferguson, Randolph Guggenheimer, Roy L. Weiss Hearing Site: New York, NY