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FINRA Awards for Thomas M. McHugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0139504/26/2022Claimant(s): Harmon Kong
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
21-0173303/09/2022Claimant(s): Benjamin Lau
Claimant Lawyers(s): Ariel Okonsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Thomas L. Marshall
Hearing Site: San Diego, CA
21-0295202/25/2022Claimant(s): Alejandro Gonzalez
Claimant Lawyers(s): Thomas M. McHugh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL

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