FINRA Awards for Susan H. Schleisner

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-00573	05/19/2015	Claimant(s): Kurt Koehler Claimant Lawyers(s): Nathaniel Wolf Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Erin M. (Maggie) Cook Arbitrator(s): David G. Skeen, Terry F. Peppard, Susan H. Schleisner Hearing Site: Milwaukee, WI
13-00456	05/15/2014	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Steven Meyer Respondent Lawyers(s): Eric S. Richards Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Susan H. Schleisner Hearing Site: Milwaukee, WI
12-03294	04/11/2014	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): John Kadletz, First Allied Securities. Respondent Lawyers(s): Gregory C. Ward, Willard R. Knox Arbitrator(s): Herbert S. Bratt, Susan H. Schleisner, Kimberly Ann Powers Hearing Site: Milwaukee, WI
10-01943	04/13/2011	Claimant(s): David Lehrer Claimant Lawyers(s): David Lehrer Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Brooke D. Anthony Arbitrator(s): Terry F. Peppard, Susan H. Schleisner, Gary L. Grolle Hearing Site: Milwaukee, WI