Potomac Analytics' Logo

FINRA Awards for Banc of America Investment Services Inc.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 141-148 out of 148 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0024010/31/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Lawrence Scoloveno
Respondent Lawyers(s): Lawrence D. Scoloveno
Arbitrator(s): Sandralin J. Kiss, Virginia Kali Sourlis, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
06-0491110/30/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Demuynck
Respondent Lawyers(s): James Valere Demuynck
Arbitrator(s): AnnDrea M. Benson
Hearing Site: Buffalo, NY
07-0181010/30/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Danny Daniels
Respondent Lawyers(s): Danny Daniels
Arbitrator(s): Linda B. Kelly
Hearing Site: Dallas, TX
06-0255510/05/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Del Toro
Respondent Lawyers(s): Mark L. Del Toro
Arbitrator(s): Dolores M Martin, Henry Hermann, Raul Antonio Canez
Hearing Site: Dallas, TX
06-0328009/27/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Billy Cowan
Respondent Lawyers(s): Joseph J. Hroch
Arbitrator(s): Theron L. Vanlandingham, Margaret C. Kerr, David William Lopp
Hearing Site: Oklahoma City, OK
06-0341409/11/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Danny Kiick
Respondent Lawyers(s): Danny Lee Kiick
Arbitrator(s): William C. Mallery
Hearing Site: San Francisco, CA
06-0437509/10/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Davis Estes
Respondent Lawyers(s): Davis Allen Estes
Arbitrator(s): Clarence Jordan Ball, C. Gregory Ellison, Christian Peter Cimmino
Hearing Site: Richmond, VA
06-0421009/05/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas Volz
Respondent(s): Javier Ruedas
Respondent Lawyers(s): Dean R. Kitano
Arbitrator(s): Robert D. Sussin, Blaine Smith, Dennis A. Torres
Hearing Site: Los Angeles, CA

148 Results

Display: