23-01648 | 07/29/2024 | Claimant(s): Robin Garner Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Craig-Hallum Capital Group LLC Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour Hearing Site: Tampa, FL
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08-02601 | 03/05/2010 | Claimant(s): Piper Jaffray & Co. Claimant Lawyers(s): Terrence J. Fleming Respondent(s): Christopher Peterson, Cole Ryba, David Holden, Stifel, Nicolaus & Co.., John Kuny, John Pinto, Lindsay Paine, Michael Loop, Michael Pellicci, Neil Koepcke, Stephen Tufo, Zigmund Peret Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Judith A. Rogosheske, Jack D. Elmquist, Edward C. Oliver Hearing Site: Minneapolis, MN
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09-02516 | 10/12/2009 | Claimant(s): Kenneth Cherrier Claimant Lawyers(s): Terrence J. Fleming Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Irene E. Bassock Arbitrator(s): James A. Lundberg, Loyall E. Wilson, Donald Ray McNeil Hearing Site: Minneapolis, MN
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08-00018 | 02/03/2009 | Claimant(s): David DeYoung, Lorrie Turvold Claimant Lawyers(s): James H. Kaster Respondent(s): Marc Kozberg, Michael Leonard, The Oak Ridge Financial Services Group, Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): Frederick Ramos, David A. Peterson, Frank Abramson Hearing Site: Minneapolis, MN
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