Potomac Analytics' Logo

FINRA Awards for Terrence J. Fleming

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0124808/18/2022Claimant(s): Julie Erickson
Claimant Lawyers(s): Terrence J. Fleming
Respondent(s): Jed Bandes, Peter Taurinskas, Mutual Trust Company of America Securiti
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Tracy L. Allen, William Benjamin Gavzy, Jonathan Bruce Kvasnik
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
08-0439811/12/2009Claimant(s): Northern Oil and Gas.
Claimant Lawyers(s): Matthew T. Boos
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Terrence J. Fleming
Arbitrator(s): Douglas G. Plank, Emily F. Seesel, Duane W. Krohnke
Hearing Site: Minneapolis, MN
Checkmark Icon$875,352

2 Results

Display: