FINRA Awards for Michael J. Pasquale

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01753	01/27/2023	Claimant(s): Don Rudolph Claimant Lawyers(s): James P. Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Michael J. Ahlstrom, Michael J. Pasquale, Paul Nicholas Inserra Hearing Site: Raleigh, NC
20-01106	03/15/2021	Claimant(s): Joseph Williams Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): M. Todd Sullivan Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore Hearing Site: Raleigh, NC
11-03029	01/23/2013	Claimant(s): Donald Wojnowski Claimant Lawyers(s): Todd A Zuckerbrod Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, Anderson & Strudwickorporated Respondent Lawyers(s): Loren Schechter, Todd A Zuckerbrod Arbitrator(s): John "Jack" W. Rader, Jane C. Carney, Michael J. Pasquale Hearing Site: Richmond, VA
09-03959	08/05/2010	Claimant(s): Phillip Sielatycki Claimant Lawyers(s): Laura J Wetsch Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Diane C. Fischer Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Michael J. Pasquale Hearing Site: Raleigh, NC