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FINRA Awards for Mae A. Brudner

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0087011/01/2021Claimant(s): Timothy Hourihan
Claimant Lawyers(s): Francis D. Dibble
Respondent(s): Dorene Mulholland, Voya Financial Partners, Voya Retirement Ins.and Annuity Co.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Jim Geiger, Mae A. Brudner, Franklin Sariel Schwerin
Hearing Site: Hartford, CT
17-0350304/12/2019Claimant(s): Kobina Hagan
Claimant Lawyers(s): Kobina Gyesi Hagan
Respondent(s): Mark Eisenberg, Lantern Investments.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Steven T. Stern, Samuel H. Chorches, Mae A. Brudner
Hearing Site: Hartford, CT
08-0159204/16/2009Claimant(s): Albert Vacchiano
Claimant Lawyers(s): Kathleen Peratis
Respondent(s): Amerivest Partners, Bay Crest Partners, Freedom Holding Group
Respondent Lawyers(s): Anthony J. DiOrio
Arbitrator(s): Bruce K. Isenberg, Mae A. Brudner, Kathleen Cawley
Hearing Site: New York, NY
08-0047603/05/2009Claimant(s): Eileen Valentino-Condon
Claimant Lawyers(s): Brett D. Sherman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner
Hearing Site: New York, NY

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