| 06-02555 | 10/05/2007 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Del Toro
Respondent Lawyers(s): Mark L. Del Toro
Arbitrator(s): Dolores M Martin, Henry Hermann, Raul Antonio Canez
Hearing Site: Dallas, TX
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| 06-03280 | 09/27/2007 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Billy Cowan
Respondent Lawyers(s): Joseph J. Hroch
Arbitrator(s): Theron L. Vanlandingham, Margaret C. Kerr, David William Lopp
Hearing Site: Oklahoma City, OK
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| 06-04375 | 09/10/2007 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Davis Estes
Respondent Lawyers(s): Davis Allen Estes
Arbitrator(s): Clarence Jordan Ball, C. Gregory Ellison, Christian Peter Cimmino
Hearing Site: Richmond, VA
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| 06-02033 | 08/15/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eduardo Tejada
Respondent Lawyers(s): Eduardo M. Tejada
Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht
Hearing Site: Houston, TX
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| 05-05083 | 07/16/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Battaline
Respondent Lawyers(s): John R. O'Keefe
Arbitrator(s): Bert S Cliff, Donald A. Olszewski, Elena M. Colianni
Hearing Site: Pittsburgh, PA
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