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FINRA Awards for Stephen D. Burns

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0242811/04/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Irene Maxwell
Respondent Lawyers(s): Irene Faye Maxwell
Arbitrator(s): F. Conger Fawcett
Hearing Site: San Francisco, CA
09-0605710/31/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Joseph Wagner
Respondent Lawyers(s): Thomas P Silis
Arbitrator(s): C. Gregory Ellison, Edward Houry, Stephan Paul Carrier
Hearing Site: Washington, DC
10-0139805/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Christopher Cunningham
Respondent Lawyers(s): Thomas P. Silis
Arbitrator(s): Bonnie K. Wachtel, Caryl S. Bernstein, Karen L. Crump-Wilson
Hearing Site: Washington, DC
09-0654405/18/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Daniel Miyamoto
Respondent Lawyers(s): Dan Miyamoto
Arbitrator(s): Thomas E. Maloney
Hearing Site: Baltimore, MD
10-0436002/15/2011Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Joseph Jackson
Respondent Lawyers(s): Joseph A. Jackson
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO
09-0503012/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Gregory Braver
Respondent Lawyers(s): Gregory Ernest Braver
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
09-0614611/17/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Sean Ruehl
Respondent Lawyers(s): Sean Ruehl
Arbitrator(s): Robert P. Porter, Caryl S. Bernstein, Karen J. Montgomery
Hearing Site: Raleigh, NC
09-0441807/09/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): William Adelsberger
Respondent Lawyers(s): William G. Adelsberger
Arbitrator(s): Ralph S. Blascovich
Hearing Site: Baltimore, MD
09-0476807/09/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Clifford Carnes
Respondent Lawyers(s): Clifford K. Carnes
Arbitrator(s): Antoinette C. Robbins
Hearing Site: Columbia, SC
09-0273204/15/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Wesley Long
Respondent Lawyers(s): Wesley G. Long
Arbitrator(s): George F. Longino
Hearing Site: Dallas, TX

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