Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00217 | 07/27/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Judy Louie Respondent(s): Matthew Harrison Respondent Lawyers(s): Steven R. Rensch Arbitrator(s): Jay Lawrence Witkin Hearing Site: Phoenix, AZ | ||
| 14-01600 | 04/24/2015 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 14-00161 | 08/12/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Annette Gres Shepherd Hearing Site: Los Angeles, CA | ||
| 14-00172 | 07/31/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 13-03339 | 05/02/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 08-04621 | 12/06/2013 | Claimant(s): Joseph Seidler Claimant Lawyers(s): Patrick Gillette Respondent(s): Wachovia Securities, Kevin Kitchin Respondent Lawyers(s): Judy Louie Arbitrator(s): Elmo E. Wedderburn, Joseph M. O'Connor, Carol Ann Jensen Hearing Site: San Francisco, CA | ||
| 12-04301 | 08/20/2013 | Claimant(s): Franklin Miller Claimant Lawyers(s): Peter Brown Dolan Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Doris V. Knotter, Terry D. Anderson, Randy R. Maher Hearing Site: San Diego, CA | ||
| 07-00999 | 01/29/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Judy Louie Respondent(s): Stephen Whitman Respondent Lawyers(s): Neda Ataie Arbitrator(s): Harvey C. Flodin, Joseph T. Donnantuoni, Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Judy Louie Respondent(s): Donald Peterson Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King Hearing Site: Reno, NV | ||
| 07-01349 | 07/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Judy Louie Respondent(s): Paul Hitchcock Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Alexander L. Mazour, Paul A. D. Evans, Terri Coster Boesch Hearing Site: San Francisco, CA |