FINRA Awards for Wells Fargo Advisors Financial Network

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Displaying 81-88 out of 88 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-05592	04/29/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): James Queen Respondent Lawyers(s): James Allen Queen Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA
10-05187	04/27/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Carolyn LaMar Respondent(s): Richard Goldman Respondent Lawyers(s): Richard Goldman Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ
10-02387	03/30/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Bradley Gardner Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
10-00405	03/08/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Richard Cobb Respondent Lawyers(s): Richard Cobb Arbitrator(s): Caryl S. Bernstein Hearing Site: Raleigh, NC
10-04360	02/15/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Stephen D. Burns Respondent(s): Joseph Jackson Respondent Lawyers(s): Joseph A. Jackson Arbitrator(s): Thomas J. Ray Hearing Site: St. Louis, MO
10-03661	02/02/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Lee Jenkins Respondent Lawyers(s): Lee Allen Jenkins Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
10-02356	12/29/2010	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Daniel Catone Respondent Lawyers(s): David A. Gehn Arbitrator(s): William J. Petzel Hearing Site: San Francisco, CA
10-03221	12/28/2010	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Donald Wilson Respondent Lawyers(s): Donald Alan Wilson Arbitrator(s): Michael M. Hachigian Hearing Site: San Francisco, CA